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SWZ · Total Return Securities Fund

+0.2% on Oct 16

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Updated Oct 17 · 5 feeds behind: Insider filings, 2 days, and 4 more · Every feed →

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The market view

Price chart

The interactive SWZ chart (by TradingView) loads here.

Our take

None of our tested rules has picked SWZ yet.

The 0–100 score for SWZ
Members see one number for how strongly these rules agree on SWZ, and the day each rule fired. Better-tested rules count more, and so do different kinds of filings that point the same way.
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Compare with this company’s history

Is disclosure activity unusual?

See how many different insiders or members of Congress reported purchases or sales of SWZ. Each bar covers 28 days, by disclosure date. Several trades by one person count once in each group and period.

Latest period: Sep 21, 2026–Oct 18, 2026 · UTC dates · today is excluded

Insider purchases

Short history

Only 3 earlier periods are on file to compare with. We need at least 6 full periods before calling a count unusual.

Latest 28 days
3
Earlier median
2
Earlier range
1–3
Distinct filers per 28 daysScale: 0–3
Oct 20, 2025Oct 18, 2026
Earlier periodsLatest 28 daysEarlier median 2Limited or missing history

Who appears in the latest period?

Up to three filers; one example disclosure each.

Inspect this period’s filings

The history behind this view

First stored company disclosure: Jun 17, 2026. Newest disclosure across this feed: Oct 16, 2026.

Earlier periods in the comparison: 3. Outlined periods are missing data, so they are left out of the comparison. The chart scale changes with the category.

Exact counts, dates and filings for all four categories
Insider purchases · Short history

Only 3 earlier periods are on file to compare with. We need at least 6 full periods before calling a count unusual. Earlier median: 2; range: 1–3.

Insider purchases: distinct filers in stored disclosures
Period and filingsFilersHistory
Oct 20, 2025–Nov 16, 2025—Unavailable
Nov 17, 2025–Dec 14, 2025—Unavailable
Dec 15, 2025–Jan 11, 2026—Unavailable
Jan 12, 2026–Feb 8, 2026—Unavailable
Feb 9, 2026–Mar 8, 2026—Unavailable
Mar 9, 2026–Apr 5, 2026—Unavailable
Apr 6, 2026–May 3, 2026—Unavailable
May 4, 2026–May 31, 2026—Unavailable
Jun 1, 2026–Jun 28, 20261Partial; excluded
Jun 29, 2026–Jul 26, 20263Within stored history
Jul 27, 2026–Aug 23, 20261Within stored history
Aug 24, 2026–Sep 20, 20262Within stored history
Sep 21, 2026–Oct 18, 2026Latest period3Within stored history
Insider sales · Short history

Only 3 earlier periods are on file to compare with. We need at least 6 full periods before calling a count unusual. Earlier median: 0; range: 0–0.

Insider sales: distinct filers in stored disclosures
Period and filingsFilersHistory
Oct 20, 2025–Nov 16, 2025—Unavailable
Nov 17, 2025–Dec 14, 2025—Unavailable
Dec 15, 2025–Jan 11, 2026—Unavailable
Jan 12, 2026–Feb 8, 2026—Unavailable
Feb 9, 2026–Mar 8, 2026—Unavailable
Mar 9, 2026–Apr 5, 2026—Unavailable
Apr 6, 2026–May 3, 2026—Unavailable
May 4, 2026–May 31, 2026—Unavailable
Jun 1, 2026–Jun 28, 20260Partial; excluded
Jun 29, 2026–Jul 26, 20260Within stored history
Jul 27, 2026–Aug 23, 20260Within stored history
Aug 24, 2026–Sep 20, 20260Within stored history
Sep 21, 2026–Oct 18, 2026Latest period0Within stored history
Congress purchases · History unavailable

No completed-period disclosures for this company are available in this source. Missing history is not zero activity. Earlier median: —; range: unavailable.

Congress purchases: distinct filers in stored disclosures
Period and filingsFilersHistory
Oct 20, 2025–Nov 16, 2025—Unavailable
Nov 17, 2025–Dec 14, 2025—Unavailable
Dec 15, 2025–Jan 11, 2026—Unavailable
Jan 12, 2026–Feb 8, 2026—Unavailable
Feb 9, 2026–Mar 8, 2026—Unavailable
Mar 9, 2026–Apr 5, 2026—Unavailable
Apr 6, 2026–May 3, 2026—Unavailable
May 4, 2026–May 31, 2026—Unavailable
Jun 1, 2026–Jun 28, 2026—Unavailable
Jun 29, 2026–Jul 26, 2026—Unavailable
Jul 27, 2026–Aug 23, 2026—Unavailable
Aug 24, 2026–Sep 20, 2026—Unavailable
Sep 21, 2026–Oct 18, 2026Latest period—Unavailable
Congress sales · History unavailable

No completed-period disclosures for this company are available in this source. Missing history is not zero activity. Earlier median: —; range: unavailable.

Congress sales: distinct filers in stored disclosures
Period and filingsFilersHistory
Oct 20, 2025–Nov 16, 2025—Unavailable
Nov 17, 2025–Dec 14, 2025—Unavailable
Dec 15, 2025–Jan 11, 2026—Unavailable
Jan 12, 2026–Feb 8, 2026—Unavailable
Feb 9, 2026–Mar 8, 2026—Unavailable
Mar 9, 2026–Apr 5, 2026—Unavailable
Apr 6, 2026–May 3, 2026—Unavailable
May 4, 2026–May 31, 2026—Unavailable
Jun 1, 2026–Jun 28, 2026—Unavailable
Jun 29, 2026–Jul 26, 2026—Unavailable
Jul 27, 2026–Aug 23, 2026—Unavailable
Aug 24, 2026–Sep 20, 2026—Unavailable
Sep 21, 2026–Oct 18, 2026Latest period—Unavailable
How to read this comparison

The median is the middle count in up to 12 earlier, non-overlapping 28-day periods; the range runs from the smallest to the largest count. The latest period is excluded from both. A comparison needs at least 6 earlier periods, including 3 with activity. The feed’s latest disclosure must be within 7 days of the current period’s end. This freshness check does not verify complete collection.

Insiders include individuals and reporting entities; only purchase and sale codes enter this view. Congress counts reporting members, including their disclosed family transactions. The same filer can appear in purchases and sales, so these categories should not be added into a net count.

These are stored disclosures, not a complete measure of trading. Reporting delays and collection gaps can change the comparison. More activity does not identify a motive or predict a stock’s return.

Company timeline

What has been happening?

May 1, 2026–Oct 16, 2026. Select a month in a category to inspect its records.

Insiders

Owners & lobbying

Insiders · Oct 2026

  1. Disclosed
    Phillip Goldstein · Purchase

    Transaction dated Oct 8, 2026

All 24 records in this snapshot
  1. Disclosed
    Phillip Goldstein · Purchase

    Transaction dated Oct 8, 2026

  2. Disclosed
    Moritz A Sell · Purchase

    Transaction dated Sep 28, 2026

  3. Disclosed
    Andrew Dakos · Purchase

    Transaction dated Sep 28, 2026

  4. Disclosed
    Andrew Dakos · Purchase

    Transaction dated Sep 28, 2026

  5. Disclosed
    Andrew Dakos · Purchase

    Transaction dated Sep 25, 2026

  6. Disclosed
    Andrew Dakos · Purchase

    Transaction dated Sep 25, 2026

  7. Disclosed
    Moritz A Sell · Purchase

    Transaction dated Aug 31, 2026

  8. Disclosed
    Rajeev P Das · Purchase

    Transaction dated Aug 24, 2026

  9. Disclosed
    Rajeev P Das · Purchase

    Transaction dated Aug 21, 2026

  10. Disclosed
    Moritz A Sell · Purchase

    Transaction dated Aug 10, 2026

  11. Filed
  12. Disclosed
    Moritz A Sell · Purchase

    Transaction dated Jul 22, 2026

  13. Disclosed
    Moritz A Sell · Purchase

    Transaction dated Jul 23, 2026

  14. Disclosed
    Moritz A Sell · Purchase

    Transaction dated Jul 20, 2026

  15. Disclosed
    Moritz A Sell · Purchase

    Transaction dated Jul 21, 2026

  16. Disclosed
    Phillip Goldstein · Purchase

    Transaction dated Jul 6, 2026

  17. Disclosed
    Andrew Dakos · Purchase

    Transaction dated Jul 2, 2026

  18. Disclosed
    Andrew Dakos · Purchase

    Transaction dated Jul 2, 2026

  19. Disclosed
    Moritz A Sell · Purchase

    Transaction dated Jun 29, 2026

  20. Disclosed
    Moritz A Sell · Purchase

    Transaction dated Jun 26, 2026

  21. Disclosed
    Moritz A Sell · Purchase

    Transaction dated Jun 17, 2026

  22. Disclosed
    Moritz A Sell · Purchase

    Transaction dated Jun 18, 2026

  23. Disclosed
    Moritz A Sell · Purchase

    Transaction dated Jun 16, 2026

  24. Disclosed
    Moritz A Sell · Purchase

    Transaction dated Jun 15, 2026

Month counts include every record on file. The lists show the newest records on this page. A dash means none on file that month. Trades use disclosure dates; contract dates follow the source record. Nearby events do not establish the cause of a price move.

Who's buying and selling · last 90 days

Congress

No Congress trades on SWZ disclosed in the last 90 days.

See every Congress trade on SWZ →

Company insiders

8 buys · 0 sells (14 filed lots) · $222K bought

  1. ▲ BUYPhillip Goldstein SecretarySWZ Total Return Securities Fund$28.6Kdisclosed Oct 13 · filed 5 days after the trade · late
  2. ▲ BUYMoritz A Sell DirectorSWZ Total Return Securities Fund$11.5Kdisclosed Sep 30 · filed 2 days after the trade
  3. ▲ BUYAndrew Dakos President and CEOSWZ Total Return Securities Fund$5.8Kdisclosed Sep 29 · filed 1 day after the trade
  4. ▲ BUYAndrew Dakos President and CEOSWZ Total Return Securities Fund$51.9Kdisclosed Sep 29 · filed 1 day after the trade
  5. ▲ BUYAndrew Dakos President and CEOSWZ Total Return Securities Fund$44.4Kdisclosed Sep 29 · filed 4 days after the trade
  6. ▲ BUYAndrew Dakos President and CEOSWZ Total Return Securities Fund$13.7Kdisclosed Sep 29 · filed 4 days after the trade
  7. ▲ BUYMoritz A Sell DirectorSWZ Total Return Securities Fund$17.9Kdisclosed Sep 1 · filed 1 day after the trade
  8. ▲ BUYRajeev P Das SecretarySWZ Total Return Securities Fund$8.1Kdisclosed Aug 25 · filed 1 day after the trade
  9. ▲ BUYRajeev P Das SecretarySWZ Total Return Securities Fund$10.1Kdisclosed Aug 25 · filed 4 days after the trade
  10. ▲ BUYMoritz A Sell DirectorSWZ Total Return Securities Fund$5.9Kdisclosed Aug 12 · filed 2 days after the trade
See every insider trade on SWZ →

Big holders (Schedule 13D / 13G): 1 filing in the last 90 days · newest: Bank Of America Corp /De/ (13G), Aug 3, 2026 ↗

Filings & events

Company filings (8-K) 1

Events the company must report to the SEC within days — results, deals, departures, restatements.

Filing red flags 1

Warning signs in the company's own SEC filings — going-concern doubts, control weaknesses, staff comment letters, late filings, restatements, Wells notices, clinical holds, dividend cuts.

5% owners (13D / 13G) 5

Investors who reported owning 5% or more — 13D for owners who may push for changes, 13G for owners who just hold.

Push for changes, or just hold?

  • 13D, may push for changes: 0 filings
  • 13G, just holds: 5 filings

Filed most: Lazard Asset Management LLC (2) · Bank Of America Corp /De/ (1) · Css LLC/Il (1) · Rivernorth Capital Management, LLC (1)

Biggest named funds (13F)

The largest SWZ holdings among the well-known funds whose quarterly 13F filings we read — opens here.

Every disclosed trade on SWZ

  1. ▲ BUYPhillip Goldstein SecretarySWZ Total Return Securities Fund$28.6Kdisclosed Oct 13 · filed 5 days after the trade · late
  2. ▲ BUYMoritz A Sell DirectorSWZ Total Return Securities Fund$11.5Kdisclosed Sep 30 · filed 2 days after the trade
  3. ▲ BUYAndrew Dakos President and CEOSWZ Total Return Securities Fund$5.8Kdisclosed Sep 29 · filed 1 day after the trade
  4. ▲ BUYAndrew Dakos President and CEOSWZ Total Return Securities Fund$51.9Kdisclosed Sep 29 · filed 1 day after the trade
  5. ▲ BUYAndrew Dakos President and CEOSWZ Total Return Securities Fund$44.4Kdisclosed Sep 29 · filed 4 days after the trade
  6. ▲ BUYAndrew Dakos President and CEOSWZ Total Return Securities Fund$13.7Kdisclosed Sep 29 · filed 4 days after the trade
  7. ▲ BUYMoritz A Sell DirectorSWZ Total Return Securities Fund$17.9Kdisclosed Sep 1 · filed 1 day after the trade
  8. ▲ BUYRajeev P Das SecretarySWZ Total Return Securities Fund$8.1Kdisclosed Aug 25 · filed 1 day after the trade
  9. ▲ BUYRajeev P Das SecretarySWZ Total Return Securities Fund$10.1Kdisclosed Aug 25 · filed 4 days after the trade
  10. ▲ BUYMoritz A Sell DirectorSWZ Total Return Securities Fund$5.9Kdisclosed Aug 12 · filed 2 days after the trade
  11. ▲ BUYMoritz A Sell DirectorSWZ Total Return Securities Fund$3Kdisclosed Jul 24 · filed 2 days after the trade
  12. ▲ BUYMoritz A Sell DirectorSWZ Total Return Securities Fund$11.7Kdisclosed Jul 24 · filed 1 day after the trade
  13. ▲ BUYMoritz A Sell DirectorSWZ Total Return Securities Fund$5.9Kdisclosed Jul 22 · filed 2 days after the trade
  14. ▲ BUYMoritz A Sell DirectorSWZ Total Return Securities Fund$2.9Kdisclosed Jul 22 · filed 1 day after the trade
  15. ▲ BUYPhillip Goldstein SecretarySWZ Total Return Securities Fund$35.6Kdisclosed Jul 8 · filed 2 days after the trade
  16. ▲ BUYAndrew Dakos President and CEOSWZ Total Return Securities Fund$28.2Kdisclosed Jul 7 · filed 5 days after the trade · late
  17. ▲ BUYAndrew Dakos President and CEOSWZ Total Return Securities Fund$1.4Kdisclosed Jul 7 · filed 5 days after the trade · late
  18. ▲ BUYMoritz A Sell DirectorSWZ Total Return Securities Fund$11.8Kdisclosed Jun 30 · filed 1 day after the trade
  19. ▲ BUYMoritz A Sell DirectorSWZ Total Return Securities Fund$12.3Kdisclosed Jun 30 · filed 4 days after the trade
  20. ▲ BUYMoritz A Sell DirectorSWZ Total Return Securities Fund$869disclosed Jun 22 · filed 5 days after the trade · late
  21. ▲ BUYMoritz A Sell DirectorSWZ Total Return Securities Fund$11Kdisclosed Jun 22 · filed 4 days after the trade
  22. ▲ BUYMoritz A Sell DirectorSWZ Total Return Securities Fund$11.9Kdisclosed Jun 17 · filed 1 day after the trade
  23. ▲ BUYMoritz A Sell DirectorSWZ Total Return Securities Fund$922disclosed Jun 17 · filed 2 days after the trade
See the trades on SWZ in the feed →
People & votes

Which members of Congress traded SWZ, sponsored bills that touch it and voted on them — opens here.