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LPLA · LPL Financial Holdings Inc.

Financial Services · −2.0% on Oct 16

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Updated Oct 17 · 6 feeds behind: Insider filings, 2 days, and 5 more · Every feed →

On this page

The market view

Price chart

The interactive LPLA chart (by TradingView) loads here.

Our take

1 rule fired on LPLA

In short: none of these rules has solid or some evidence yet, so they show no clear lean on LPLA.

How each did in past tests, against similar stocks over 3 months. Past results don't predict future ones.

The 0–100 score for LPLA, and which of these rules are open on it right now
Members see one number for how strongly these rules agree on LPLA, and the day each rule fired. Better-tested rules count more, and so do different kinds of filings that point the same way.
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Compare with this company’s history

Is disclosure activity unusual?

See how many different insiders or members of Congress reported purchases or sales of LPLA. Each bar covers 28 days, by disclosure date. Several trades by one person count once in each group and period.

Latest period: Sep 21, 2026–Oct 18, 2026 · UTC dates · today is excluded

Congress purchases

Within earlier range

This count falls within the range of the 12 earlier comparable periods in this view.

Latest 28 days
0
Earlier median
0
Earlier range
0–1
Distinct filers per 28 daysScale: 0–1
Oct 20, 2025Oct 18, 2026
Earlier periodsLatest 28 daysEarlier median 0

Who appears in the latest period?

No named filers on file for this period.

Up to three filers; one example disclosure each.

Inspect this period’s filings

The history behind this view

First stored company disclosure: Aug 13, 2024. Newest disclosure across this feed: Oct 15, 2026.

Earlier periods in the comparison: 12. Outlined periods are missing data, so they are left out of the comparison. The chart scale changes with the category.

Exact counts, dates and filings for all four categories
Insider purchases · Short history

Only 3 earlier periods are on file to compare with. We need at least 6 full periods before calling a count unusual. Earlier median: 0; range: 0–0.

Insider purchases: distinct filers in stored disclosures
Period and filingsFilersHistory
Oct 20, 2025–Nov 16, 2025—Unavailable
Nov 17, 2025–Dec 14, 2025—Unavailable
Dec 15, 2025–Jan 11, 2026—Unavailable
Jan 12, 2026–Feb 8, 2026—Unavailable
Feb 9, 2026–Mar 8, 2026—Unavailable
Mar 9, 2026–Apr 5, 2026—Unavailable
Apr 6, 2026–May 3, 2026—Unavailable
May 4, 2026–May 31, 2026—Unavailable
Jun 1, 2026–Jun 28, 20260Partial; excluded
Jun 29, 2026–Jul 26, 20260Within stored history
Jul 27, 2026–Aug 23, 20260Within stored history
Aug 24, 2026–Sep 20, 20260Within stored history
Sep 21, 2026–Oct 18, 2026Latest period0Within stored history
Insider sales · Short history

Only 3 earlier periods are on file to compare with. We need at least 6 full periods before calling a count unusual. Earlier median: 2; range: 0–2.

Insider sales: distinct filers in stored disclosures
Period and filingsFilersHistory
Oct 20, 2025–Nov 16, 2025—Unavailable
Nov 17, 2025–Dec 14, 2025—Unavailable
Dec 15, 2025–Jan 11, 2026—Unavailable
Jan 12, 2026–Feb 8, 2026—Unavailable
Feb 9, 2026–Mar 8, 2026—Unavailable
Mar 9, 2026–Apr 5, 2026—Unavailable
Apr 6, 2026–May 3, 2026—Unavailable
May 4, 2026–May 31, 2026—Unavailable
Jun 1, 2026–Jun 28, 20261Partial; excluded
Jun 29, 2026–Jul 26, 20260Within stored history
Jul 27, 2026–Aug 23, 20262Within stored history
Aug 24, 2026–Sep 20, 20262Within stored history
Sep 21, 2026–Oct 18, 2026Latest period0Within stored history
Congress purchases · Within earlier range

This count falls within the range of the 12 earlier comparable periods in this view. Earlier median: 0; range: 0–1.

Congress purchases: distinct filers in stored disclosures
Period and filingsFilersHistory
Oct 20, 2025–Nov 16, 20250Within stored history
Nov 17, 2025–Dec 14, 20250Within stored history
Dec 15, 2025–Jan 11, 20261Within stored history
Jan 12, 2026–Feb 8, 20260Within stored history
Feb 9, 2026–Mar 8, 20260Within stored history
Mar 9, 2026–Apr 5, 20260Within stored history
Apr 6, 2026–May 3, 20261Within stored history
May 4, 2026–May 31, 20261Within stored history
Jun 1, 2026–Jun 28, 20261Within stored history
Jun 29, 2026–Jul 26, 20261Within stored history
Jul 27, 2026–Aug 23, 20260Within stored history
Aug 24, 2026–Sep 20, 20260Within stored history
Sep 21, 2026–Oct 18, 2026Latest period0Within stored history
Congress sales · Sparse history

Only 0 of 12 earlier periods had activity. That is too little recurring activity to label this count unusual. Earlier median: 0; range: 0–0.

Congress sales: distinct filers in stored disclosures
Period and filingsFilersHistory
Oct 20, 2025–Nov 16, 20250Within stored history
Nov 17, 2025–Dec 14, 20250Within stored history
Dec 15, 2025–Jan 11, 20260Within stored history
Jan 12, 2026–Feb 8, 20260Within stored history
Feb 9, 2026–Mar 8, 20260Within stored history
Mar 9, 2026–Apr 5, 20260Within stored history
Apr 6, 2026–May 3, 20260Within stored history
May 4, 2026–May 31, 20260Within stored history
Jun 1, 2026–Jun 28, 20260Within stored history
Jun 29, 2026–Jul 26, 20260Within stored history
Jul 27, 2026–Aug 23, 20260Within stored history
Aug 24, 2026–Sep 20, 20260Within stored history
Sep 21, 2026–Oct 18, 2026Latest period0Within stored history
How to read this comparison

The median is the middle count in up to 12 earlier, non-overlapping 28-day periods; the range runs from the smallest to the largest count. The latest period is excluded from both. A comparison needs at least 6 earlier periods, including 3 with activity. The feed’s latest disclosure must be within 7 days of the current period’s end. This freshness check does not verify complete collection.

Insiders include individuals and reporting entities; only purchase and sale codes enter this view. Congress counts reporting members, including their disclosed family transactions. The same filer can appear in purchases and sales, so these categories should not be added into a net count.

These are stored disclosures, not a complete measure of trading. Reporting delays and collection gaps can change the comparison. More activity does not identify a motive or predict a stock’s return.

Company timeline

What has been happening?

May 1, 2026–Oct 16, 2026. Select a month in a category to inspect its records.

Company filings

Insiders

Public officials

Owners & lobbying

Insiders · Sep 2026

  1. Disclosed
    Katharine Reeping · Sale

    Transaction dated Sep 11, 2026

  2. Filed
All 30 records in this snapshot
  1. Disclosed
    Katharine Reeping · Sale

    Transaction dated Sep 11, 2026

  2. Filed
  3. Disclosed
    Aneri Jambusaria · Sale

    Transaction dated Aug 27, 2026

  4. Filed
  5. Disclosed
    Greg Gates · Sale

    Transaction dated Aug 20, 2026

  6. Filed
  7. Filed
  8. Filed
  9. Disclosed
    Matthew Enyedi · Sale

    Transaction dated Jul 31, 2026

  10. Disclosed
    Matthew Enyedi · Sale

    Transaction dated Jul 31, 2026

  11. Disclosed
    Matthew Enyedi · Sale

    Transaction dated Jul 31, 2026

  12. Disclosed
    Matthew Enyedi · Sale

    Transaction dated Jul 31, 2026

  13. Disclosed
    Matthew Enyedi · Sale

    Transaction dated Jul 31, 2026

  14. Filed
  15. Disclosed
    Gilbert Ray Cisneros Jr · Purchase

    Transaction dated Jun 5, 2026

  16. Disclosed
    Gilbert Ray Cisneros Jr · Purchase

    Transaction dated Jun 11, 2026

  17. Disclosed
    Aneri Jambusaria · Sale

    Transaction dated Jun 17, 2026

  18. Filed
  19. Disclosed
    Gilbert Ray Cisneros Jr · Purchase

    Transaction dated May 19, 2026

  20. Disclosed
    Gilbert Ray Cisneros Jr · Purchase

    Transaction dated May 14, 2026

  21. Disclosed
    Gilbert Ray Cisneros Jr · Purchase

    Transaction dated May 12, 2026

  22. Disclosed
    Gilbert Ray Cisneros Jr · Purchase

    Transaction dated May 7, 2026

  23. Filed
  24. Filed
  25. Filed
  26. Filed
  27. Disclosed
    Gilbert Ray Cisneros Jr · Purchase

    Transaction dated Apr 6, 2026

  28. Disclosed
    Gilbert Ray Cisneros Jr · Purchase

    Transaction dated May 1, 2026

  29. Disclosed
    Gilbert Ray Cisneros Jr · Purchase

    Transaction dated Apr 6, 2026

  30. Disclosed
    Gilbert Ray Cisneros Jr · Purchase

    Transaction dated May 1, 2026

Month counts include every record on file. The lists show the newest records on this page. A dash means none on file that month. Trades use disclosure dates; contract dates follow the source record. Nearby events do not establish the cause of a price move.

Who's buying and selling · last 90 days

Congress

No Congress trades on LPLA disclosed in the last 90 days.

See every Congress trade on LPLA →

Company insiders

0 buys · 4 sells (8 filed lots) · $2.1M sold

  1. ▼ SELLKatharine Reeping Principal Accounting OfficerLPLA LPL Financial Holdings Inc.$153Kdisclosed Sep 14 · filed 3 days after the trade
  2. ▼ SELLAneri Jambusaria Group Managing DirectorLPLA LPL Financial Holdings Inc.$110Kdisclosed Aug 31 · filed 4 days after the trade
  3. ▼ SELLGreg Gates Group Managing DirectorLPLA LPL Financial Holdings Inc.$1.5Mdisclosed Aug 21 · filed 1 day after the trade
  4. ▼ SELLMatthew Enyedi Group Managing DirectorLPLA LPL Financial Holdings Inc.$163Kdisclosed Aug 4 · filed 4 days after the trade
  5. ▼ SELLMatthew Enyedi Group Managing DirectorLPLA LPL Financial Holdings Inc.$18.1Kdisclosed Aug 4 · filed 4 days after the trade
  6. ▼ SELLMatthew Enyedi Group Managing DirectorLPLA LPL Financial Holdings Inc.$105Kdisclosed Aug 4 · filed 4 days after the trade
  7. ▼ SELLMatthew Enyedi Group Managing DirectorLPLA LPL Financial Holdings Inc.$356disclosed Aug 4 · filed 4 days after the trade
  8. ▼ SELLMatthew Enyedi Group Managing DirectorLPLA LPL Financial Holdings Inc.$66.3Kdisclosed Aug 4 · filed 4 days after the trade
See every insider trade on LPLA →

Big holders (Schedule 13D / 13G): 2 filings in the last 90 days · newest: Janus Henderson Group Ltd. (13G), Aug 13, 2026 ↗

Filings & events

Company filings (8-K) 49

Events the company must report to the SEC within days — results, deals, departures, restatements.

What it files 8-Ks about

  • Quarterly or yearly results · item 2.029
  • Shared information with investors · item 7.016
  • Directors or officers joined, left or got new pay · item 5.023
  • Other events · item 8.013
  • Changed its charter or bylaws · item 5.032
  • Shareholder vote results · item 5.072

Filing red flags 4

Warning signs in the company's own SEC filings — going-concern doubts, control weaknesses, staff comment letters, late filings, restatements, Wells notices, clinical holds, dividend cuts.

Planned insider sales (Form 144) 45

Notices insiders file before they sell certain shares, such as ones they got straight from the company.

4 in the last 90 days · 45 notices on file

The notices on file don't give the sale's size; each sale shows up under company insiders once it is reported.

5% owners (13D / 13G) 4

Investors who reported owning 5% or more — 13D for owners who may push for changes, 13G for owners who just hold.

Push for changes, or just hold?

  • 13D, may push for changes: 0 filings
  • 13G, just holds: 4 filings

Filed by Janus Henderson Group Ltd. · Boston Partners · Dodge & Cox · Vanguard Capital Management LLC

Biggest named funds (13F)

The largest LPLA holdings among the well-known funds whose quarterly 13F filings we read — opens here.

Every disclosed trade on LPLA

  1. ▼ SELLKatharine Reeping Principal Accounting OfficerLPLA LPL Financial Holdings Inc.$153Kdisclosed Sep 14 · filed 3 days after the trade
  2. ▼ SELLAneri Jambusaria Group Managing DirectorLPLA LPL Financial Holdings Inc.$110Kdisclosed Aug 31 · filed 4 days after the trade
  3. ▼ SELLGreg Gates Group Managing DirectorLPLA LPL Financial Holdings Inc.$1.5Mdisclosed Aug 21 · filed 1 day after the trade
  4. ▼ SELLMatthew Enyedi Group Managing DirectorLPLA LPL Financial Holdings Inc.$163Kdisclosed Aug 4 · filed 4 days after the trade
  5. ▼ SELLMatthew Enyedi Group Managing DirectorLPLA LPL Financial Holdings Inc.$18.1Kdisclosed Aug 4 · filed 4 days after the trade
  6. ▼ SELLMatthew Enyedi Group Managing DirectorLPLA LPL Financial Holdings Inc.$105Kdisclosed Aug 4 · filed 4 days after the trade
  7. ▼ SELLMatthew Enyedi Group Managing DirectorLPLA LPL Financial Holdings Inc.$356disclosed Aug 4 · filed 4 days after the trade
  8. ▼ SELLMatthew Enyedi Group Managing DirectorLPLA LPL Financial Holdings Inc.$66.3Kdisclosed Aug 4 · filed 4 days after the trade
  9. ▲ BUYGilbert Ray Cisneros Jr Dem · House · CALPLA LPL Financial Holdings Inc.$1K–$15Kdisclosed Jul 2 · filed 27 days after the trade
  10. ▲ BUYGilbert Ray Cisneros Jr Dem · House · CALPLA LPL Financial Holdings Inc.$1K–$15Kdisclosed Jul 2 · filed 21 days after the trade
  11. ▼ SELLAneri Jambusaria Group Managing DirectorLPLA LPL Financial Holdings Inc.$94.2Kdisclosed Jun 22 · filed 5 days after the trade · late
  12. ▲ BUYGilbert Ray Cisneros Jr Dem · House · CALPLA LPL Financial Holdings Inc.$1K–$15Kdisclosed Jun 5 · filed 17 days after the trade
  13. ▲ BUYGilbert Ray Cisneros Jr Dem · House · CALPLA LPL Financial Holdings Inc.$1K–$15Kdisclosed Jun 5 · filed 22 days after the trade
  14. ▲ BUYGilbert Ray Cisneros Jr Dem · House · CALPLA LPL Financial Holdings Inc.$1K–$15Kdisclosed Jun 5 · filed 24 days after the trade
  15. ▲ BUYGilbert Ray Cisneros Jr Dem · House · CALPLA LPL Financial Holdings Inc.$1K–$15Kdisclosed Jun 5 · filed 29 days after the trade
  16. ▲ BUYGilbert Ray Cisneros Jr Dem · House · CALPLA LPL Financial Holdings Inc.$1K–$15Kdisclosed May 8 · filed 32 days after the trade
  17. ▲ BUYGilbert Ray Cisneros Jr Dem · House · CALPLA LPL Financial Holdings Inc.$1K–$15Kdisclosed May 8 · filed 7 days after the trade
  18. ▲ BUYGilbert Ray Cisneros Jr Dem · House · CALPLA LPL Financial Holdings Inc.$1K–$15Kdisclosed May 7 · filed 31 days after the trade
  19. ▲ BUYGilbert Ray Cisneros Jr Dem · House · CALPLA LPL Financial Holdings Inc.$1K–$15Kdisclosed May 7 · filed 6 days after the trade
  20. ▲ BUYGilbert Ray Cisneros Jr Dem · House · CALPLA LPL Financial Holdings Inc.$1K–$15Kdisclosed Apr 7 · filed 11 days after the trade
  21. ▲ BUYGilbert Ray Cisneros Jr Dem · House · CALPLA LPL Financial Holdings Inc.$1K–$15Kdisclosed Apr 6 · filed 10 days after the trade
  22. ▲ BUYGilbert Ray Cisneros Jr Dem · House · CALPLA LPL Financial Holdings Inc.$1K–$15Kdisclosed Jan 9 · filed 30 days after the trade
  23. ▼ SELLVal T. Hoyle Dem · House · ORLPLA LPL Financial Holdings Inc.$1K–$15Kdisclosed Sep 11, 2025 · filed 162 days after the trade · late
  24. ▲ BUYVal T. Hoyle Dem · House · ORLPLA LPL Financial Holdings Inc.$1K–$15Kdisclosed Sep 11, 2025 · filed 192 days after the trade · late
  25. ▼ SELLJohn James Rep · House · MILPLA LPL Financial Holdings Inc.$1K–$15Kdisclosed Aug 27, 2024 · filed 40 days after the trade
See all 26 trades on LPLA →
People & votes

Which members of Congress traded LPLA, sponsored bills that touch it and voted on them — opens here.